Disclosures

©2016 Intrepid Investment Bankers LLC. All rights reserved. Member FINRA/SIPC.

Equal Opportunity Employer

Intrepid Investment Bankers (Intrepid) is an equal opportunity employer and makes employment decisions on the basis of merit. We want to have the best available persons in every job. Intrepid is committed to providing a work environment free of harassment, discrimination, retaliation, and disrespectful or other unprofessional conduct based on sex (including pregnancy, childbirth, breastfeeding or related medical conditions), race, religion (including religious dress and grooming practices), color, gender (including gender identity and gender expression), national origin (including language use restrictions and possession of a driver’s license issued under Vehicle Code section 12801.9), ancestry, physical or mental disability, medical condition, genetic information, marital status, registered domestic partner status, age, sexual orientation, military and veteran status or any other basis protected by federal, state or local law or ordinance or regulation. It also prohibits discrimination, harassment, disrespectful or unprofessional conduct based on the perception that anyone has any of those characteristics, or is associated with a person who has or is perceived as having any of those characteristics.

Business Continuity Plan

Intrepid is committed to protecting the interests of its clients in the event of a business disruption. This Business Continuity Plan summary details how the firm will respond to events that significantly disrupt its business. In the event of a significant business disruption, Intrepid will plan to begin recovery immediately and notify clients how to contact the firm through its Website at intrepidib.com. The plan is subject to change without notice. In the event that the Business Continuity Plan summary is modified, the updated summary document will be available at intrepidib.com.

 

Disclaimers

Terms and Conditions

By accessing this Website you are indicating that you have read, acknowledge, and agree to be bound by these terms and conditions. Your agreement shown by accessing and using this Website is as legally binding as if you signed a written document. If you do not agree to all these terms and conditions, do not access this Website.

Intrepid may change these terms and conditions and you are responsible for regularly reviewing and complying with them. Your continued use of this Website constitutes your agreement to all those terms and conditions. Our Website is not designed for children. We do not seek to collect any information from children, including those under the age of 13.

Proprietary Rights

All rights, title, and interest in the Website is the exclusive property of Intrepid, except as otherwise stated. You may not access, modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in whole or in part any part of the Website, except for the purposes expressly provided herein, without our prior written approval.

If you download any information or software from the Website, you agree that you will not remove or obscure any copyright or other notices or legends contained in any such information. You have a limited, personal, non-transferable, non-exclusive license to view and copy the publicly accessible information on this Website for your personal noncommercial use. You are not permitted to resell or transfer any information obtained from this Website to anyone else. This license can be terminated by us at any time, at which time you must destroy all copies of the licensed materials. This license is conditioned on your continued adherence to all the terms of this agreement.

The names of other actual companies and third-party products or services mentioned herein are the trade names or trademarks of their owners. You may not use any trademarks for any purpose, including, but not limited to, use as metatags on other sites on the World Wide Web without the prior written permission of Intrepid or the third-party that owns the marks. We respect the intellectual property of others and ask that our users do the same.

It is our policy to respond expeditiously to claims of intellectual property infringement by promptly processing and investigating notices of alleged infringement and taking appropriate actions under the Digital Millennium Copyright Act and other applicable intellectual property laws.

If you believe that your copyrighted work is accessible on the Website in a way that constitutes copyright infringement, you may notify us by providing our copyright agent with the following information: 1) the electronic or physical signature of the owner of the copyright or of the person authorized to act on the owner’s behalf; 2) identification of the copyrighted work or other intellectual property that you claim is being infringed; 3) identification of the material that you claim is infringing; 4) identification of the URL or other specific location on the Website where the material that you claim is infringing is located (please be as specific as possible); 5) your name, address, telephone number, and email address; 6) a statement by you that you have a good faith belief that the disputed use is not authorized by the copyright owner, its agent, or the law; and 7) a statement by you, made under penalty of perjury, that the information in your notice is accurate and that you are the copyright owner or are authorized to act on the copyright owner’s behalf.

Intrepid’s Agent for Notice of claims of copyright infringement on the Website is: Marketing Department, Intrepid Investment Bankers, 11755 Wilshire Blvd., Suite 2200, Los Angeles, CA 90025, 310.478.9000, or Webmaster@intrepidib.com.

Use of Links

This Website may contain links to and be linked from third-party Websites. These links are provided only as a convenience and do not imply an affiliation, sponsorship, endorsement, approval, investigation, verification or monitoring by Intrepid of any information contained in any third-party Website. Intrepid is not responsible for the information contained on that site or your use of or inability to use the Website. The terms and conditions, as well as the privacy policy of third-party sites, may be different from those applicable to our Website.

Privacy

We respect your online privacy. By using our Website, you consent to the terms of our Privacy Policy and to our use of your personal information. We may collect personal information from you; if we do, you will be expressly asked for it so that you know what information you are providing. If you register for an event or sign up for information and news from us, we collect your name, title, company, address, phone number, email address, company description, and URL.

We use reporting technologies on our Website to record non-personal information such as Internet domain and host names, Internet Protocol (IP) addresses; the page you request, your browser software and operating system types; clickstream patterns; and dates and times that our Website is accessed. We analyze this information for trends and statistics. Our tracking technologies allow us to improve our Website and your experience.

Our Web pages utilize cookies. A cookie is a small text file placed on your computer’s hard drive that allows our Website to recognize you as a prior user, determine which pages you have previously seen, and so on. We cannot determine your identity from our use of cookies. We store information collected through cookies in our database.

Google Analytics Cookies

We use these cookies to collect information about how visitors use our Website, including details of the site where the visitor has come from and the total number of times a visitor has been to our site. We use this information to improve our Website and enhance the experience of its visitors.

CMS Cookies

We use these cookies to allow visitors to view the Website without logging in as a registered user and to remember their language preferences.

ASP.NET

We use cookies to avoid multiple registrations for some of our events and to allow some of our Web applications to recognize returning or registered visitors.

Pardot Cookies

This Website uses Pardot, a marketing automation tool. Pardot sets cookies for tracking purposes, and sets third-party cookies for redundancy. Using first-party and third-party cookies together is standard in the marketing automation industry. Pardot cookies do not store personally identifying information; they store only a unique identifier. Pardot tracks visitor and prospect activities on this Website and on Pardot landing pages by setting cookies. These cookies are set in order to remember preferences (like form field values) when a visitor returns to this site.

You can enable or disable cookies by modifying the settings in your browser. You can find out how to do this, and find more information on cookies, at: allaboutcookies.org/manage-cookies.

Tombstones

Tombstones that represent completed engagements are posted to the Website and are selected based on Intrepid’s determination of relevance and significance of the engagements that demonstrate the firm’s and/or its bankers’ experience, except where there is a confidentiality concern or client approval has not been obtained.